I have repeatedly referred to the devastating impacts
of vertical forms of relating (with their inevitable control) on the
human self and human well being. Quite simply the damage to humanity
is severe because control violates freedom and equality, which are
essential features to truly human existence. Vertical relationships
effectively undermine truly human relating, human expression, and
human progress or development. Vertical relationships deny people
the possibility of fully humane expression by returning them to
controlling forms of relating very similar to those of our predatory
animal past. Control is quite simply a return to animal-like
existence. There is little room for human growth or progress in such
relationships.
The control of vertical relating violates the
essential nature of humanity which emerged as an entirely new
reality defined by freedom from all control and domination. Modern
humanity was born in the original break with hierarchical control
some 4000 years ago. That break defined humanity as something
entirely new that was oriented horizontally to others as equals.
The consequences of vertical relating have been noted
in organizational theory literature and psychology studies (1). The
powerlessness that arises from loss of control or from being
controlled in such situations has caused depression, illness,
meaninglessness, isolation, violence, and even early death in the
controlled people. That powerlessness also leads to a debilitating
sense of hopelessness, a sense that people can not influence or
change the critical factors affecting their lives.
Alienation
To better understand the damaging effects of
hierarchy on human well- being, it would be useful to note here in
more detail some of the studies in organizational theory and
psychology on the effects of hierarchy and powerlessness in
relationships of control. One of the main consequences to human well
being has been termed alienation. Alienation has been subdivided
into the five following categories by Melvin Seeman (2):
Powerlessness- the feeling that people can not
influence outcomes of the decision making process. They do not have
the power to control critical decisions impacting their lives.
Meaninglessness- lack of clarity about what to
believe or how individual standards for decision making can be met.
Normlessness- rejection of dominant rules and
regulations of society.
Isolation- experiencing a separateness from society
due to rejection of values or goals or beliefs held by the society.
Self-estrangement- this is where people experience
themselves as alien.
The alienation noted by Seeman is a fairly widespread
condition experienced by many people living and working in the lower
strata of hierarchical organizations and hierarchical social orders.
It is a direct consequence of the powerlessness experienced at the
bottom of vertical chains of command and control.
What elite groups of powerholders want may be very
different from the wishes of powerless majorities. But powerless
majorities have no means for gaining their preferences. They
therefore feel separated from the goals and plans of elite
powerholders. They feel alienated, cut off and not in control of
their lives. Someone else is making the critical decisions that
powerfully affect their lives and they have little or no power to
influence those decisions.
Langer On Control
Ellen Langer also offers some valuable insights on
powerlessness or loss of control and its negative impact on the
human self. She notes that if people feel unable to control events
in their lives they become demoralized (3). This demoralization can
then lead to feelings of helplessness and depression which may
seriously affect mental and physical health. Lack of control in her
view is "severely incapacitating" (4).
Langer argues that a sense of personal control is
crucial to human psychological well being and to physical health.
Control, she says, is essential to human functioning and if people
are given a sense of being in control of their lives, then this
sense of control can bring clear mental and physical improvement to
them (5).
Langer defines control as a relationship between
human responses and forthcoming outcomes. She states that a "person
has control when the chance of a desired outcome occurring is
dependent on the person's responses" (6). An outcome will not occur
without the individual making some response to bring it about, she
says. And, to the contrary, she argues that a perceived independence
between one's responses and forthcoming outcomes results in learned
helplessness and depression. She notes that people who lose control
over important events in their lives experience feelings that can be
so destructive that they may seriously affect mental and physical
health.
Control is broken into the following categories by
Langer:
Behavioral control- direct action taken to influence
a threatening event.
Cognitive control- this relates to the interpretation
of the threatening event.
Decisional control- the opportunity to choose among
various possible actions.
From a wide variety of research, Langer clearly
establishes that loss of control is a central factor in explaining
much of the mental, emotional, and physical distress or illness
suffered by people in modern organizational relationships.
Langer also makes a very interesting comment
regarding the endeavor to regain control. She argues that instead of
giving subjects decisions to make, you should encourage decision
making. She is arguing for a process orientation. Control, she
states, must be an ongoing process, not an object (7).
So in regaining control it is important to realize
that personally taking initiative and exerting control has more
positive impact than when control is given by another. Giving
control, she says, implies that the person giving still has control
and can withdraw it. However, if we view control as a process, then
it can not be given. Since control is not an entity, one person can
not give it or take it back.
Control May Kill
Langer provides good evidence of some of the more
severe effects of loss of control which is common in the lower
strata of hierarchical organizations. She argues convincingly that
the loss of control is so destructive that it may even lead to
premature death (8).
Interesting in this regard is a recent report in TIME
magazine (also noted in chapter one) which shows that recent
research supports Langer's contention about the relationship between
control and health. TIME noted that "citing the strongest evidence
yet, researchers find that people who have little or no control over
their work life (such as secretaries or assembly-line workers) have
a 70% higher risk of dying from heart disease than those who can
decide for themselves what they will do and when" (9). Loss of
control is extremely harmful to human well being and may even kill
people.
Langer notes in one study that it is the exposure of
animals or humans to "uncontrollable aversive outcomes" (10) that
proves to be so devastating and can result in premature death. The
sense of control, the perception that one can exercise personal
choice, says Langer, has a definite and positive role in sustaining
life. While her comments apply mainly to the groups that she was
specifically studying, I believe the basic principles she outlines
also apply to a wider variety of situations in other areas of life.
In another study of medical organizations, Oldenquist
quoted a study by Seeman who notes that the loss of control over
critical aspects of one's life (powerlessness) can have devastating
impacts in terms of emotional, psychological, and even physical
illness. The conclusion this study arrived at is that "The feeling
of helplessness is a serious disease in itself... the sense of
control is an integral aspect of the well person" (13).
The above material reaffirms the argument that
contemporary vertical social orders and vertically oriented
institutions are more than just a frustrating arena for human
expression or development. They actually destroy human well being
and life. Not only do vertical relationships preclude the expression
of true love and true human relating, but these animal-like
relationships also have powerfully negative impacts on human beings.
They are intensely inhumane forms of relating which do not encourage
the proper development of the human self.
Grassroots Slavery In Modern Democracy
Powerless people worldwide are now expressing their
anger towards governing elites who control the important resources
and decision making processes of life. There is a widespread sense
that controlling elites do not really listen to people at the bottom
and that they are simply making self- serving decisions with other
elites that impact people on the bottom negatively. This is
especially true in the political and economic areas of life. Note,
for instance, the growing trends toward downsizing and restructuring
which callously discard the employment security of millions of
hardworking people worldwide. People at the bottom often have little
control over these critical decisions.
Oldenquist notes this problem of discontent in what
he calls the phenomena of dissatisfaction in the midst of material
prosperity and political freedom (11). He suggests that the root of
the problem may lie in the fact that modern states grant political
and ideological freedom but not social liberation (12). Modern
states and organizations continue to employ vertically oriented
relationships. Consequently, domination and control continue to
operate widely throughout modern democratic states. Authority is
still distributed hierarchically with decision making power
concentrated at the top of structures. This leaves the majority at
the bottom powerless. This is not genuine freedom and it certainly
is not humane existence. It is simply a form of modern slavery.
If anyone doubts the reality of this modern slavery,
then just note the fear, hesitancy, and subservience of lineworkers
in any organization when they are in the presence of bosses or other
superiors. Note the hesitancy of lower strata people to really speak
their minds on many subjects when around superiors for fear of loss
of benefits.
The Growing Loss Of Personal Control
One other interesting point made by Oldenquist
concerns the manner in which mediation increases alienation (14).
Mediation is the process by which others come between us and the
actions which produce things that are important to us.
For instance, the production of food is one area
where intermediaries come between us and something which is
important to us. A long chain of intermediaries is necessary to make
the food that we need for survival. While this is a benefit to us,
Oldenquist says that it also has a cost in that we feel less active
and less able to directly accomplish the basic things that we need
for our survival (15). We therefore have less personal control over
our lives.
This chain of intermediaries creates what Oldenquist
calls psychic distance (16). Psychic distance increases in
proportion to the number of agents in a chain of mediation.
Oldenquist says that the result in highly developed societies has
been less immediacy and more psychic distance, more ignorance and
more loss of responsibility, than in less developed societies where
people can do more for themselves (17). Technological advance does
not always automatically mean human or social advance as well.
People in less technologically advanced societies are
sometimes better off emotionally and psychically than people in
so-called economically advanced societies. They are, by Oldenquist's
standard, far less dependent than we are. Technological advance is
not always synonymous with human advance.
Oldenquist continues, stating that mediation explains
in part alienation and especially the feeling of powerlessness. It
is the feeling that no one at the top is listening. Critical
decisions that profoundly affect our lives are being made by people
in distant places and it places these critical decisions completely
beyond our control. Numerous intermediaries in large bureaucracies
keep us at a vast distance from being in control of our lives.
Kipnis also offers the similar insight that "to the
extent that persons have extensive needs which require the service
of others, stresses and strains occur in interpersonal relations"
(18). On the other hand, he argues that self-determining people who
are less dependent on others are also less hostile and less anxious.
Oldenquist suggests that the answer to the problem of
mediation is to re- immediate (19). This will combat the psychic
distance and reduce the inhumanity of long mediated chains. To
achieve immediacy, Oldenquist argues for the opening up of
government and corporations to all members (20). This is an effort
to allow members to understand more about what and why decisions are
being made. This, it is suggested, will make it easier for members
to accept decisions made by controlling elites.
But the argument to open up decision making processes
is a token effort at reform that does not get to the heart of the
problem. It does not give people effective control over and
responsibility for the critical decisions that affect their lives.
These token efforts at public or member participation are all too
common. But they leave the old structures of domination and control
by the few still intact. In the long term, dehumanizing alienation
will only continue under such arrangements.
People make a variety of brave efforts to solve the
mediation problem, mainly through do-it-yourself projects in their
homes. These are all part of the movement of powerless people to
take more control over their lives.
After observing the current vertical order of our
societies and the damage to human well being that has been caused by
that vertical relating, Oldenquist concludes that contemporary
hierarchical and centralized states can not lead to true human
community or relating (21).
Its Worse Further Down The Ladder
Leviatan more directly states the negative
consequences of hierarchical relating on human well-being in saying
that "the abundance of research evidence proves that status level
and hierarchical level are related to expressions of well-being,
life satisfaction, indications of (non)alienation, and other
phenomena of psychological adjustment and psychological functioning"
(22).
He continues, saying that people higher up in
organizational hierarchies show more positive indicators on all
psychological outcomes, while those at the lower levels of
organizational hierarchies or "those who are low on other dimensions
of social status" (23) show lower scores on indicators of mental
health and well-being.
People in the upper strata of organizations, by
virtue of holding the power to decide, are able to take for
themselves resources, opportunities, privileges, and a sense of
security that is rarely, if ever, made available to those in the
lower strata who do not have the same control over those resources
and privileges. Consequently, those who are inferiors in terms of
the strata of an organization or who occupy an inferior position in
the social strata, such people suffer notably in terms of mental,
emotional, and physical well being.
The research on this phenomenon, claims Leviatan,
"transcends societies, research methods, historical periods, and
domains of study... and, thus, it should be considered almost as a
'Law of Behavior' " (24).
This law of behavior applies to the majority of
people in modern societies, as "almost all members of our society
(his reference is to the United States) are also members of social
organizations that are hierarchically structured with the common
pyramidal shape... This means that the vast majority of the
population of industrial society- those at the lowest levels in the
hierarchies of social organizations- are doomed to experience
alienation, and lower levels of well-being and mental health" (25).
As long as hierarchical forms of relating are
employed in our societies and institutions, the vast majority of
people will continue to suffer immense damage to their well being
and they will continue to be denied the freedom to become fully
human.
The fact that people higher in hierarchical status
experience greater life satisfaction is confirmed by Kipnis. He
argues that not only do powerholders gain more material benefits but
they also gain a wider range of psychic benefits. He states that the
higher the hierarchical level of the employee, the more likely it is
that important psychological needs would be satisfied. "Those with
many resources appear happier, more fulfilled, and, no doubt, more
satisfied with themselves" (26). Also, to the contrary, those with
less access to resources tend to suffer a more negative view of
themselves.
This research deserves wider public exposure in order
to help inspire ongoing effort at the grassroots to retake control
over important things that influence the lives and destinies of
people. People need to be made more intensely aware that vertical
relating and control do not only undermine the core features of
their humanity and seriously hinder human progress, but even more
tragically, they may actually lead to early death for those existing
in the lower strata of such situations.
Just as an aside here, in relation to the fulfillment
or distress experienced due to existence at different levels of
hierarchical strata, it was interesting to listen to a wealthy
matron express dismay at the stress and anger expressed by people
suffering a variety of frustrating circumstances in daily life.
From her privileged position in the social order she
simply could not understand the anxiety and frustration of people
lower in social status. Her response was to berate those people for
being anxious and upset with stressful life situations. She
scoldingly told these working people that they should learn to relax
more and just enjoy life as she did.
It is a bit disappointing to listen to such well-off
people talk about how wonderful life is and how positive they feel
and then scold others for not feeling as they do. With opportunities
and privileges the average human will never experience, it is small
wonder these elites feel so good about life. Their position and
privileges in large measure explain their good feeling about their
lives and their inability to understand the stress, insecurity, and
fear of people living at the bottom. With more than sufficient
resources to handle life's crises, they feel little of the stress
that people at the bottom are subject to.
I am also reminded of the endless stream of
out-of-touch politicians and corporate suits stepping before mikes
to berate people for worrying about economic conditions and then
urging them to spend more to keep economies growing. With guaranteed
pensions after single terms in government and huge bonuses and
benefits packages, they do not seem able to comprehend the stress
and anxiety of people at the bottom who are facing the cruelty of
rising costs in a world of downsizing and restructuring without the
power to influence their destiny in any meaningful way.
More Damage...
Judith Agassi also affirms the damage caused by
working and existing in the alienating environment of contemporary
hierarchies. She states that "the damage may be psychological,
mental, intellectual, or psychosomatic, which may even lead to
permanent physical illness. It is a damage which goes beyond harming
millions of individuals; it robs democratic societies of the ability
of the damaged workers to participate in the democratic process"
(27).
Oldenquist then includes lists of some of the
damaging impacts of the hierarchical distribution of authority in
workplaces- the concentrating of decision making at the top of
hierarchies which then leaves the rank and file powerless. He states
that "when work activity does not permit control (powerlessness),
does not evoke a sense of purpose (meaninglessness), or encourage
larger identification (isolation), then employment becomes simply a
means to an end" (28). The consequence of this alienation is evident
in increased absenteeism, poor quality of goods, alcoholism, high
suicide rates, and mass emigration.
He then makes this comment on the reform efforts of
corporations and notes that many job redesign strategies used by
corporations today are "seemingly used to improve the quality of
working life, but (in reality) they are pursued only to the extent
that they serve management and corporate goals- maximizing profit,
improving efficiency, and raising productivity" (29). These token
efforts at grassroots democracy, which are often only thinly
disguised manipulation, ultimately serve only to create further
resentment and resistance from those at the bottom.
I have argued repeatedly that modern hierarchical
relationships are simply institutionalized forms of animal-like
relating. These vertical forms of relating have devastating effects
on human well being. The research of Leviatan and others clearly
supports this argument. This problem of vertical relating is perhaps
one of the central problems affecting modern societies.
Human beings and modern humanity in general are
emerging and developing within structures that are still oriented to
the controlling relationships of a more animal-like past. These
archaic vertical structures continue to hinder the emergence of
truly humane forms of relating and human expression and they are
thereby negating the possible emergence of a more humane existence.
The effect on people, as noted above, is devastating.
There is no such thing as Plato's benevolent king or
nice bosses. All control of others is damaging, inhumane, and wrong.
Violating Humanity
With Control - Part 2